Our Staff has compiled our research into a database of FINRA Broker Allegations for Ernest Julius Romer.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Ernest Julius Romer | 2311741 | 50 | 09/01/2017 | Customer Dispute | Settled | $80,000.00 | $0.00 | See Allegations |
| Ernest Julius Romer | 2311741 | 50 | 08/28/2017 | Customer Dispute | Pending | $150,000.00 | $0.00 | See Allegations |
| Ernest Julius Romer | 2311741 | 50 | 08/25/2017 | Customer Dispute | Award / Judgment | $360,662.00 | $0.00 | See Allegations |
| Ernest Julius Romer | 2311741 | 50 | 08/25/2017 | Customer Dispute | Award / Judgment | $60,000.00 | $50,000.00 | See Allegations |
| Ernest Julius Romer | 2311741 | 50 | 08/17/2017 | Customer Dispute | Settled | $110,000.00 | $0.00 | See Allegations |
| Ernest Julius Romer | 2311741 | 50 | 07/27/2017 | Customer Dispute | Award / Judgment | $50,000.00 | $50,000.00 | See Allegations |
| Ernest Julius Romer | 2311741 | 50 | 07/18/2017 | Customer Dispute | Settled | $46,000.00 | $0.00 | See Allegations |
| Ernest Julius Romer | 2311741 | 50 | 05/31/2017 | Customer Dispute | Settled | $203,000.00 | $0.00 | See Allegations |
| Ernest Julius Romer | 2311741 | 50 | 10/26/2005 | Customer Dispute | Settled | $228,495.00 | $0.00 | See Allegations |
| Ernest Julius Romer | 2311741 | 50 | 11/17/2003 | Customer Dispute | Award / Judgment | $184,000.00 | $100,000.00 | See Allegations |