Our Staff has compiled our research into a database of FINRA Broker Allegations for Ernest Julius Romer.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Ernest Julius Romer | 2311741 | 50 | 09/18/2018 | Civil | Final | $0.00 | $0.00 | See Allegations |