Our Staff has compiled our research into a database of FINRA Broker Allegations for Garland Sean James.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Garland Sean James | 2308721 | 27 | 12/18/2019 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Garland Sean James | 2308721 | 27 | 12/07/2018 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Garland Sean James | 2308721 | 27 | 06/10/2016 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Garland Sean James | 2308721 | 27 | 08/17/2015 | Regulatory | Final | $0.00 | $0.00 | See Allegations |