Our Staff has compiled our research into a database of FINRA Broker Allegations for Garland Sean James.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Garland Sean James | 2308721 | 27 | 11/02/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See Allegations | |
| Garland Sean James | 2308721 | 27 | 04/12/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See Allegations | |
| Garland Sean James | 2308721 | 27 | 06/12/1998 | Employment Separation After Allegations | $0.00 | $0.00 | See Allegations |