Our Staff has compiled our research into a database of FINRA Broker Allegations for Garland Sean James.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Garland Sean James | 2308721 | 27 | 03/28/2018 | Customer Dispute | Award / Judgment | $26,473.00 | $25,000.00 | See Allegations |
| Garland Sean James | 2308721 | 27 | 05/01/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| Garland Sean James | 2308721 | 27 | 03/10/2017 | Customer Dispute | Award / Judgment | $50,775.00 | $50,755.00 | See Allegations |
| Garland Sean James | 2308721 | 27 | 12/28/2015 | Customer Dispute | Settled | $30,229.00 | $0.00 | See Allegations |
| Garland Sean James | 2308721 | 27 | 12/08/2015 | Customer Dispute | Settled | $37,000.00 | $0.00 | See Allegations |
| Garland Sean James | 2308721 | 27 | 09/18/2015 | Customer Dispute | Settled | $31,110.00 | $0.00 | See Allegations |
| Garland Sean James | 2308721 | 27 | 05/10/2015 | Customer Dispute | Settled | $6,492.56 | $0.00 | See Allegations |
| Garland Sean James | 2308721 | 27 | 12/04/2008 | Customer Dispute | Denied | $17,649.00 | $0.00 | See Allegations |
| Garland Sean James | 2308721 | 27 | 06/30/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See Allegations |
| Garland Sean James | 2308721 | 27 | 01/12/2005 | Customer Dispute | Closed-No Action | $50,000.00 | $0.00 | See Allegations |