Our Staff has compiled our research into a database of FINRA Broker Allegations for Patricia S Miller.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Patricia S Miller | 2302464 | 4 | 11/05/2015 | Customer Dispute | Award / Judgment | $184,500.00 | $0.00 | See Allegations |
| Patricia S Miller | 2302464 | 4 | 11/03/2015 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Patricia S Miller | 2302464 | 4 | 11/26/2014 | Customer Dispute | Award / Judgment | $92,000.00 | $92,000.00 | See Allegations |
| Patricia S Miller | 2302464 | 4 | 06/30/2014 | Regulatory | Final | $0.00 | $0.00 | See Allegations |