Our Staff has compiled our research into a database of FINRA Broker Allegations for Richard David Mercado.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Richard David Mercado | 2302301 | 7 | 05/31/2018 | Customer Dispute | Denied | $60,000.00 | $0.00 | See Allegations |
| Richard David Mercado | 2302301 | 7 | 11/03/2017 | Customer Dispute | Denied | $11,793.00 | $0.00 | See Allegations |
| Richard David Mercado | 2302301 | 7 | 10/11/2017 | Customer Dispute | Settled | $34,324.00 | $0.00 | See Allegations |
| Richard David Mercado | 2302301 | 7 | 07/27/2017 | Customer Dispute | Award / Judgment | $0.00 | $0.00 | See Allegations |
| Richard David Mercado | 2302301 | 7 | 07/26/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| Richard David Mercado | 2302301 | 7 | 01/14/2016 | Customer Dispute | Settled | $325,000.00 | $0.00 | See Allegations |
| Richard David Mercado | 2302301 | 7 | 03/09/2012 | Customer Dispute | Denied | $32,000.00 | $0.00 | See Allegations |