Our Staff has compiled our research into a database of FINRA Broker Allegations for Thomas G Gresham.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Thomas G Gresham | 229641 | 17 | 05/03/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See Allegations | |
| Thomas G Gresham | 229641 | 17 | 10/03/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See Allegations |
| Thomas G Gresham | 229641 | 17 | 09/13/2010 | Customer Dispute | Settled | $327,881.00 | $0.00 | See Allegations |
| Thomas G Gresham | 229641 | 17 | 06/01/2010 | Customer Dispute | Settled | $275,000.00 | $0.00 | See Allegations |
| Thomas G Gresham | 229641 | 17 | 10/05/2009 | Customer Dispute | Award / Judgment | $237,000.00 | $260,000.00 | See Allegations |
| Thomas G Gresham | 229641 | 17 | 11/19/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| Thomas G Gresham | 229641 | 17 | 02/13/2001 | Customer Dispute | Settled | $165,090.00 | $0.00 | See Allegations |