Our Staff has compiled our research into a database of FINRA Broker Allegations for Thomas G Gresham.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Thomas G Gresham | 229641 | 17 | 12/21/2017 | Customer Dispute | Settled | $1,250,000.00 | $0.00 | See Allegations |
| Thomas G Gresham | 229641 | 17 | 06/23/2017 | Customer Dispute | Award / Judgment | $370,000.00 | $0.00 | See Allegations |
| Thomas G Gresham | 229641 | 17 | 07/10/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| Thomas G Gresham | 229641 | 17 | 07/10/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| Thomas G Gresham | 229641 | 17 | 07/10/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| Thomas G Gresham | 229641 | 17 | 07/10/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| Thomas G Gresham | 229641 | 17 | 07/10/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| Thomas G Gresham | 229641 | 17 | 11/19/2014 | Customer Dispute | Settled | $150,000.00 | $0.00 | See Allegations |
| Thomas G Gresham | 229641 | 17 | 06/11/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| Thomas G Gresham | 229641 | 17 | 05/15/2014 | Customer Dispute | Settled | $418,000.00 | $0.00 | See Allegations |