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FINRA Broker Allegations for Michael Anthony Lipscomb

Our Staff has compiled our research into a database of FINRA Broker Allegations for Michael Anthony Lipscomb.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted Allegations
Michael Anthony Lipscomb2286249809/10/2012Customer DisputeSettled$350,000.00$0.00See Allegations
Michael Anthony Lipscomb2286249801/18/2011Customer DisputeSettled$400,000.00$0.00See Allegations

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