Our Staff has compiled our research into a database of FINRA Broker Allegations for Michael Anthony Lipscomb.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Michael Anthony Lipscomb | 2286249 | 8 | 11/29/2017 | Customer Dispute | Award / Judgment | $46,006.00 | $0.00 | See Allegations |
| Michael Anthony Lipscomb | 2286249 | 8 | 11/29/2017 | Customer Dispute | Award / Judgment | $0.00 | $0.00 | See Allegations |
| Michael Anthony Lipscomb | 2286249 | 8 | 09/10/2012 | Customer Dispute | Settled | $350,000.00 | $0.00 | See Allegations |
| Michael Anthony Lipscomb | 2286249 | 8 | 01/18/2011 | Customer Dispute | Settled | $400,000.00 | $0.00 | See Allegations |
| Michael Anthony Lipscomb | 2286249 | 8 | 02/14/2003 | Customer Dispute | Denied | $79,400.00 | $0.00 | See Allegations |
| Michael Anthony Lipscomb | 2286249 | 8 | 05/22/2000 | Customer Dispute | Denied | $35,317.90 | $0.00 | See Allegations |