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FINRA Broker Allegations for Kyle Patrick Harrington

Our Staff has compiled our research into a database of FINRA Broker Allegations for Kyle Patrick Harrington.

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Displaying 10 out of 13 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted Allegations
Kyle Patrick Harrington22823281306/23/2017RegulatoryFinal$0.00$0.00See Allegations
Kyle Patrick Harrington22823281305/08/2017Customer DisputeClosed-No Action$15,000.00$0.00See Allegations
Kyle Patrick Harrington22823281301/03/2017Customer DisputeSettled$410,000.00$0.00See Allegations
Kyle Patrick Harrington22823281311/18/2016Employment Separation After Allegations$0.00$0.00See Allegations
Kyle Patrick Harrington22823281307/12/2016Customer DisputeSettled$2,400,000.00$0.00See Allegations
Kyle Patrick Harrington22823281310/26/2015Customer DisputeAward / Judgment$200,000.00$105,000.00See Allegations
Kyle Patrick Harrington22823281305/10/2013Customer DisputeSettled$75,066.90$0.00See Allegations
Kyle Patrick Harrington22823281312/28/2012RegulatoryFinal$0.00$0.00See Allegations
Kyle Patrick Harrington22823281311/17/2011Employment Separation After Allegations$0.00$0.00See Allegations
Kyle Patrick Harrington22823281306/28/2011Customer DisputePending$5,001.00$0.00See Allegations

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