Our Staff has compiled our research into a database of FINRA Broker Allegations for Daniel Steven Williams.
Search by Allegation Text:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
---|---|---|---|---|---|---|---|---|
Daniel Steven Williams | 2274653 | 3 | 02/04/2024 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See Allegations |
Daniel Steven Williams | 2274653 | 3 | 07/22/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See Allegations |