Our Staff has compiled our research into a database of FINRA Broker Allegations for David Ross Searcy.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| David Ross Searcy | 2264199 | 5 | 12/08/2016 | Customer Dispute | Award / Judgment | $0.00 | $83,192.60 | See Allegations |
| David Ross Searcy | 2264199 | 5 | 02/01/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See Allegations | |
| David Ross Searcy | 2264199 | 5 | 07/23/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| David Ross Searcy | 2264199 | 5 | 07/09/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See Allegations |
| David Ross Searcy | 2264199 | 5 | 04/01/1996 | Customer Dispute | Settled | $14,000.00 | $0.00 | See Allegations |