Our Staff has compiled our research into a database of FINRA Broker Allegations for Michael John Halkitis.
Search by Allegation Text:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
---|---|---|---|---|---|---|---|---|
Michael John Halkitis | 2246940 | 4 | 01/26/2023 | Customer Dispute | Award / Judgment | $325,000.00 | $63,693.30 | See Allegations |
Michael John Halkitis | 2246940 | 4 | 12/11/2001 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
Michael John Halkitis | 2246940 | 4 | 11/02/1999 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
Michael John Halkitis | 2246940 | 4 | 02/04/1998 | Employment Separation After Allegations | $0.00 | $0.00 | See Allegations |