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FINRA Broker Allegations for Michael John Halkitis

Our Staff has compiled our research into a database of FINRA Broker Allegations for Michael John Halkitis.

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Displaying 4 out of 4 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted Allegations
Michael John Halkitis2246940401/26/2023Customer DisputeAward / Judgment$325,000.00$63,693.30See Allegations
Michael John Halkitis2246940412/11/2001RegulatoryFinal$0.00$0.00See Allegations
Michael John Halkitis2246940411/02/1999RegulatoryFinal$0.00$0.00See Allegations
Michael John Halkitis2246940402/04/1998Employment Separation After Allegations$0.00$0.00See Allegations

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