Our Staff has compiled our research into a database of FINRA Broker Allegations for Richard Marvin Muhlberg.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Richard Marvin Muhlberg | 2242640 | 5 | 10/03/2016 | Customer Dispute | Award / Judgment | $400,000.00 | $17,900.00 | See Allegations |
| Richard Marvin Muhlberg | 2242640 | 5 | 12/16/2015 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Richard Marvin Muhlberg | 2242640 | 5 | 11/23/2015 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Richard Marvin Muhlberg | 2242640 | 5 | 06/05/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See Allegations | |
| Richard Marvin Muhlberg | 2242640 | 5 | 06/05/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See Allegations |