Our Staff has compiled our research into a database of FINRA Broker Allegations for Stephen Ira Golden.
Search by Allegation Text:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
---|---|---|---|---|---|---|---|---|
Stephen Ira Golden | 224150 | 3 | 12/15/2008 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
Stephen Ira Golden | 224150 | 3 | 03/22/2007 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
Stephen Ira Golden | 224150 | 3 | 01/01/1974 | Regulatory | Final | $0.00 | $0.00 | See Allegations |