Our Staff has compiled our research into a database of FINRA Broker Allegations for Richard Edward Bohack.
Search by Allegation Text:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
---|---|---|---|---|---|---|---|---|
Richard Edward Bohack | 2239191 | 3 | 08/18/2016 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
Richard Edward Bohack | 2239191 | 3 | 01/29/2016 | Customer Dispute | Award / Judgment | $50,000.00 | $0.00 | See Allegations |
Richard Edward Bohack | 2239191 | 3 | 09/14/2015 | Regulatory | Final | $0.00 | $0.00 | See Allegations |