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FINRA Broker Allegations for James Bernis Lunsford

Our Staff has compiled our research into a database of FINRA Broker Allegations for James Bernis Lunsford.

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Displaying 7 out of 7 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted Allegations
James Bernis Lunsford22223071102/05/2020Customer DisputeSettled$200,000.00$0.00See Allegations
James Bernis Lunsford22223071106/11/2018Customer DisputeSettled$100,000.00$0.00See Allegations
James Bernis Lunsford22223071102/13/2018Customer DisputeSettled$499,999.00$0.00See Allegations
James Bernis Lunsford22223071103/06/2017Customer DisputeAward / Judgment$500,000.00$0.00See Allegations
James Bernis Lunsford22223071112/13/2016Customer DisputeSettled$200,000.00$0.00See Allegations
James Bernis Lunsford22223071107/22/2015Customer DisputeSettled$450,000.00$0.00See Allegations
James Bernis Lunsford22223071104/15/2005Customer DisputeSettled$11,834.00$0.00See Allegations

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