Our Staff has compiled our research into a database of FINRA Broker Allegations for James Gregory Shaw.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| James Gregory Shaw | 2221056 | 4 | 05/04/2011 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| James Gregory Shaw | 2221056 | 4 | 11/15/2009 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| James Gregory Shaw | 2221056 | 4 | 11/10/2009 | Regulatory | On Appeal | $0.00 | $0.00 | See Allegations |
| James Gregory Shaw | 2221056 | 4 | 11/10/2009 | Regulatory | On Appeal | $0.00 | $0.00 | See Allegations |