Our Staff has compiled our research into a database of FINRA Broker Allegations for Matthew Stern Buchsbaum.
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Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
---|---|---|---|---|---|---|---|---|
Matthew Stern Buchsbaum | 2220565 | 34 | 12/03/2019 | Customer Dispute | Withdrawn | $500,000.00 | $0.00 | See Allegations |
Matthew Stern Buchsbaum | 2220565 | 34 | 07/08/2019 | Customer Dispute | Withdrawn | $770,000.00 | $0.00 | See Allegations |
Matthew Stern Buchsbaum | 2220565 | 34 | 04/08/2019 | Customer Dispute | Withdrawn | $800,000.00 | $0.00 | See Allegations |