Our Staff has compiled our research into a database of FINRA Broker Allegations for Matthew Stern Buchsbaum.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Matthew Stern Buchsbaum | 2220565 | 34 | 03/13/2019 | Customer Dispute | Award / Judgment | $691,206.00 | $0.00 | See Allegations |
| Matthew Stern Buchsbaum | 2220565 | 34 | 03/08/2019 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See Allegations |
| Matthew Stern Buchsbaum | 2220565 | 34 | 03/07/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See Allegations |
| Matthew Stern Buchsbaum | 2220565 | 34 | 04/03/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See Allegations |