Our Staff has compiled our research into a database of FINRA Broker Allegations for Matthew Stern Buchsbaum.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Matthew Stern Buchsbaum | 2220565 | 34 | 07/09/2019 | Customer Dispute | Settled | $400,000.00 | $0.00 | See Allegations |
| Matthew Stern Buchsbaum | 2220565 | 34 | 07/08/2019 | Customer Dispute | Withdrawn | $770,000.00 | $0.00 | See Allegations |
| Matthew Stern Buchsbaum | 2220565 | 34 | 06/12/2019 | Customer Dispute | Settled | $500,000.00 | $0.00 | See Allegations |
| Matthew Stern Buchsbaum | 2220565 | 34 | 05/31/2019 | Customer Dispute | Settled | $530,000.00 | $0.00 | See Allegations |
| Matthew Stern Buchsbaum | 2220565 | 34 | 05/28/2019 | Customer Dispute | Settled | $530,000.00 | $0.00 | See Allegations |
| Matthew Stern Buchsbaum | 2220565 | 34 | 05/08/2019 | Customer Dispute | Settled | $2,000,000.00 | $0.00 | See Allegations |
| Matthew Stern Buchsbaum | 2220565 | 34 | 04/22/2019 | Customer Dispute | Settled | $10,000,000.00 | $0.00 | See Allegations |
| Matthew Stern Buchsbaum | 2220565 | 34 | 04/08/2019 | Customer Dispute | Withdrawn | $800,000.00 | $0.00 | See Allegations |
| Matthew Stern Buchsbaum | 2220565 | 34 | 04/08/2019 | Customer Dispute | Denied | $500,000.00 | $0.00 | See Allegations |
| Matthew Stern Buchsbaum | 2220565 | 34 | 04/07/2019 | Customer Dispute | Final | $10,000,000.00 | $0.00 | See Allegations |