Our Staff has compiled our research into a database of FINRA Broker Allegations for Matthew Stern Buchsbaum.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Matthew Stern Buchsbaum | 2220565 | 34 | 03/27/2020 | Customer Dispute | Settled | $1,600,000.00 | $0.00 | See Allegations |
| Matthew Stern Buchsbaum | 2220565 | 34 | 02/07/2020 | Customer Dispute | Award / Judgment | $2,200,000.00 | $0.00 | See Allegations |
| Matthew Stern Buchsbaum | 2220565 | 34 | 12/18/2019 | Customer Dispute | Settled | $500,000.00 | $0.00 | See Allegations |
| Matthew Stern Buchsbaum | 2220565 | 34 | 12/03/2019 | Customer Dispute | Withdrawn | $500,000.00 | $0.00 | See Allegations |
| Matthew Stern Buchsbaum | 2220565 | 34 | 11/12/2019 | Customer Dispute | Award / Judgment | $6,500,000.00 | $0.00 | See Allegations |
| Matthew Stern Buchsbaum | 2220565 | 34 | 09/24/2019 | Customer Dispute | Settled | $750,000.00 | $0.00 | See Allegations |
| Matthew Stern Buchsbaum | 2220565 | 34 | 09/19/2019 | Customer Dispute | Settled | $500,000.00 | $0.00 | See Allegations |
| Matthew Stern Buchsbaum | 2220565 | 34 | 09/11/2019 | Customer Dispute | Denied | $500,000.00 | $0.00 | See Allegations |
| Matthew Stern Buchsbaum | 2220565 | 34 | 08/22/2019 | Customer Dispute | Final | $725,000.00 | $0.00 | See Allegations |
| Matthew Stern Buchsbaum | 2220565 | 34 | 08/22/2019 | Customer Dispute | Settled | $600,000.00 | $0.00 | See Allegations |