Our Staff has compiled our research into a database of FINRA Broker Allegations for David P Wachsman.
Search by Allegation Text:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
---|---|---|---|---|---|---|---|---|
David P Wachsman | 2220024 | 1 | 01/26/2021 | Customer Dispute | Award / Judgment | $1,600,000.00 | $0.00 | See Allegations |