Our Staff has compiled our research into a database of FINRA Broker Allegations for Hugh Daniel Dunn.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Hugh Daniel Dunn | 2219252 | 4 | 02/08/2022 | Customer Dispute | Award / Judgment | $325,000.00 | $67,000.00 | See Allegations |
| Hugh Daniel Dunn | 2219252 | 4 | 12/11/2001 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Hugh Daniel Dunn | 2219252 | 4 | 11/02/1999 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Hugh Daniel Dunn | 2219252 | 4 | 04/06/1998 | Employment Separation After Allegations | $0.00 | $0.00 | See Allegations |