Our Staff has compiled our research into a database of FINRA Broker Allegations for Enrique Lopez.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Enrique Lopez | 2209385 | 5 | 05/02/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See Allegations |
| Enrique Lopez | 2209385 | 5 | 01/03/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| Enrique Lopez | 2209385 | 5 | 06/10/2019 | Customer Dispute | Settled | $2,000,000.00 | $0.00 | See Allegations |
| Enrique Lopez | 2209385 | 5 | 04/07/2017 | Customer Dispute | Award / Judgment | $3,759,710.00 | $0.00 | See Allegations |
| Enrique Lopez | 2209385 | 5 | 02/26/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See Allegations |