Our Staff has compiled our research into a database of FINRA Broker Allegations for Kevin Charles Harms.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Kevin Charles Harms | 2204523 | 4 | 04/03/2018 | Customer Dispute | Award / Judgment | $98,365.00 | $44,588.80 | See Allegations |