Our Staff has compiled our research into a database of FINRA Broker Allegations for Kevin Charles Harms.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Kevin Charles Harms | 2204523 | 4 | 03/11/2022 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Kevin Charles Harms | 2204523 | 4 | 08/26/2019 | Customer Dispute | Settled | $68,926.90 | $0.00 | See Allegations |
| Kevin Charles Harms | 2204523 | 4 | 04/03/2018 | Customer Dispute | Award / Judgment | $98,365.00 | $44,588.80 | See Allegations |
| Kevin Charles Harms | 2204523 | 4 | 11/26/1997 | Customer Dispute | Denied | $19,401.00 | $0.00 | See Allegations |