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FINRA Broker Allegations for Daniel Lawrence Pimental

Our Staff has compiled our research into a database of FINRA Broker Allegations for Daniel Lawrence Pimental.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted Allegations
Daniel Lawrence Pimental2196343305/30/2008Customer DisputeSettled$0.00$0.00See Allegations
Daniel Lawrence Pimental2196343303/12/2002Customer DisputeSettled$3,000,000.00$0.00See Allegations

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