Our Staff has compiled our research into a database of FINRA Broker Allegations for Daniel Lawrence Pimental.
Search by Allegation Text:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
---|---|---|---|---|---|---|---|---|
Daniel Lawrence Pimental | 2196343 | 3 | 05/30/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
Daniel Lawrence Pimental | 2196343 | 3 | 03/12/2002 | Customer Dispute | Settled | $3,000,000.00 | $0.00 | See Allegations |