Our Staff has compiled our research into a database of FINRA Broker Allegations for Stephen Wayne Mattocks.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Stephen Wayne Mattocks | 2193216 | 3 | 08/03/2024 | Customer Dispute | Denied | $5,000.00 | $0.00 | See Allegations |
| Stephen Wayne Mattocks | 2193216 | 3 | 06/07/2005 | Customer Dispute | Closed-No Action | $10,503.60 | $0.00 | See Allegations |
| Stephen Wayne Mattocks | 2193216 | 3 | 06/06/2004 | Customer Dispute | Denied | $95,338.40 | $0.00 | See Allegations |