Our Staff has compiled our research into a database of FINRA Broker Allegations for Steven Scott Novick.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Steven Scott Novick | 2187676 | 3 | 01/28/2020 | Customer Dispute | Award / Judgment | $5,375.58 | $5,000.00 | See Allegations |
| Steven Scott Novick | 2187676 | 3 | 10/12/2006 | Employment Separation After Allegations | $0.00 | $0.00 | See Allegations | |
| Steven Scott Novick | 2187676 | 3 | 05/29/2002 | Customer Dispute | Denied | $300,000.00 | $0.00 | See Allegations |