Our Staff has compiled our research into a database of FINRA Broker Allegations for David Ray Barnes.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| David Ray Barnes | 2181896 | 2 | 08/09/2022 | Customer Dispute | Award / Judgment | $3,400,000.00 | $0.00 | See Allegations |
| David Ray Barnes | 2181896 | 2 | 08/04/2020 | Customer Dispute | Settled | $500,000.00 | $0.00 | See Allegations |