Our Staff has compiled our research into a database of FINRA Broker Allegations for Kim Marie Tricas.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Kim Marie Tricas | 2176809 | 3 | 07/18/2002 | Customer Dispute | Settled | $11,058.80 | $0.00 | See Allegations |
| Kim Marie Tricas | 2176809 | 3 | 09/05/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See Allegations |
| Kim Marie Tricas | 2176809 | 3 | 05/06/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |