Our Staff has compiled our research into a database of FINRA Broker Allegations for Barry Evan Rubin.
Search by Allegation Text:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
---|---|---|---|---|---|---|---|---|
Barry Evan Rubin | 2176696 | 3 | 07/20/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
Barry Evan Rubin | 2176696 | 3 | 07/10/2017 | Customer Dispute | Award / Judgment | $23,846.00 | $13,264.00 | See Allegations |
Barry Evan Rubin | 2176696 | 3 | 04/27/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See Allegations |