Our Staff has compiled our research into a database of FINRA Broker Allegations for Stephen Anthony Pierce.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Stephen Anthony Pierce | 2170820 | 2 | 04/03/2017 | Customer Dispute | Award / Judgment | $50,000.00 | $5,054,000.00 | See Allegations |
| Stephen Anthony Pierce | 2170820 | 2 | 01/07/2004 | Customer Dispute | Denied | $40,000.00 | $0.00 | See Allegations |