Our Staff has compiled our research into a database of FINRA Broker Allegations for Yanshi Rock Jin.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Yanshi Rock Jin | 2163101 | 3 | 07/14/2003 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Yanshi Rock Jin | 2163101 | 3 | 10/04/2001 | Regulatory | On Appeal | $0.00 | $0.00 | See Allegations |
| Yanshi Rock Jin | 2163101 | 3 | 07/18/2000 | Customer Dispute | Award / Judgment | $245,000.00 | $0.00 | See Allegations |