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FINRA Broker Allegations for Richard Foerster Reynolds

Our Staff has compiled our research into a database of FINRA Broker Allegations for Richard Foerster Reynolds.

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Displaying 10 out of 18 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted Allegations
Richard Foerster Reynolds21627061908/22/2024RegulatoryFinal$0.00$0.00See Allegations
Richard Foerster Reynolds21627061903/21/2022Customer DisputePending$376,967.00$0.00See Allegations
Richard Foerster Reynolds21627061910/18/2021Customer DisputeSettled$1,606,030.00$0.00See Allegations
Richard Foerster Reynolds21627061904/19/2019Customer DisputeSettled$8,000.00$0.00See Allegations
Richard Foerster Reynolds21627061912/31/2018Customer DisputeSettled$65,000.00$0.00See Allegations
Richard Foerster Reynolds21627061911/26/2018Customer DisputeSettled$56,000.00$0.00See Allegations
Richard Foerster Reynolds21627061905/07/2018Customer DisputeSettled$503,828.00$0.00See Allegations
Richard Foerster Reynolds21627061903/30/2016RegulatoryFinal$0.00$0.00See Allegations
Richard Foerster Reynolds21627061910/01/2013RegulatoryFinal$0.00$0.00See Allegations
Richard Foerster Reynolds21627061906/06/2011Customer DisputeSettled$235,590.00$0.00See Allegations

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