Our Staff has compiled our research into a database of FINRA Broker Allegations for Richard Foerster Reynolds.
Search by Allegation Text:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
---|---|---|---|---|---|---|---|---|
Richard Foerster Reynolds | 2162706 | 19 | 08/22/2024 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
Richard Foerster Reynolds | 2162706 | 19 | 03/21/2022 | Customer Dispute | Pending | $376,967.00 | $0.00 | See Allegations |
Richard Foerster Reynolds | 2162706 | 19 | 10/18/2021 | Customer Dispute | Settled | $1,606,030.00 | $0.00 | See Allegations |
Richard Foerster Reynolds | 2162706 | 19 | 04/19/2019 | Customer Dispute | Settled | $8,000.00 | $0.00 | See Allegations |
Richard Foerster Reynolds | 2162706 | 19 | 12/31/2018 | Customer Dispute | Settled | $65,000.00 | $0.00 | See Allegations |
Richard Foerster Reynolds | 2162706 | 19 | 11/26/2018 | Customer Dispute | Settled | $56,000.00 | $0.00 | See Allegations |
Richard Foerster Reynolds | 2162706 | 19 | 05/07/2018 | Customer Dispute | Settled | $503,828.00 | $0.00 | See Allegations |
Richard Foerster Reynolds | 2162706 | 19 | 03/30/2016 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
Richard Foerster Reynolds | 2162706 | 19 | 10/01/2013 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
Richard Foerster Reynolds | 2162706 | 19 | 06/06/2011 | Customer Dispute | Settled | $235,590.00 | $0.00 | See Allegations |