Potomac Analytics' Logo

FINRA Broker Allegations for William Andrew Hightower

Our Staff has compiled our research into a database of FINRA Broker Allegations for William Andrew Hightower.

Search by Allegation Text:

Date Range:

to

Filter by:

Sort by:

Displaying 10 out of 12 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted Allegations
William Andrew Hightower21523691205/26/2020RegulatoryFinal$0.00$0.00See Allegations
William Andrew Hightower21523691212/05/2019Customer DisputeSettled$1,000,000.00$0.00See Allegations
William Andrew Hightower21523691209/06/2019Customer DisputeSettled$0.00$0.00See Allegations
William Andrew Hightower21523691208/28/2019Customer DisputeSettled$0.00$0.00See Allegations
William Andrew Hightower21523691204/12/2019Customer DisputeSettled$0.00$0.00See Allegations
William Andrew Hightower21523691203/13/2019Customer DisputeClosed-No Action$1,000,000.00$0.00See Allegations
William Andrew Hightower21523691212/10/2018Customer DisputeWithdrawn$0.00$0.00See Allegations
William Andrew Hightower21523691209/26/2018Customer DisputeWithdrawn$500,000.00$0.00See Allegations
William Andrew Hightower21523691209/06/2018Customer DisputeAward / Judgment$1,282,240.00$0.00See Allegations
William Andrew Hightower21523691203/08/2016Customer DisputeSettled$150,000.00$0.00See Allegations

12 Results

Display: