Our Staff has compiled our research into a database of FINRA Broker Allegations for Anthony Mastroianni.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Anthony Mastroianni | 2151249 | 11 | 08/17/2022 | Civil | Pending | $0.00 | $0.00 | See Allegations |
| Anthony Mastroianni | 2151249 | 11 | 08/27/2020 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Anthony Mastroianni | 2151249 | 11 | 05/31/2018 | Customer Dispute | Award / Judgment | $250,000.00 | $0.00 | See Allegations |
| Anthony Mastroianni | 2151249 | 11 | 12/08/2016 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Anthony Mastroianni | 2151249 | 11 | 06/21/2016 | Customer Dispute | Award / Judgment | $2,000,000.00 | $0.00 | See Allegations |
| Anthony Mastroianni | 2151249 | 11 | 07/24/2015 | Customer Dispute | Pending | $60,000.00 | $0.00 | See Allegations |
| Anthony Mastroianni | 2151249 | 11 | 06/21/2012 | Customer Dispute | Denied | $5,000.00 | $0.00 | See Allegations |
| Anthony Mastroianni | 2151249 | 11 | 10/24/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See Allegations |
| Anthony Mastroianni | 2151249 | 11 | 01/15/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See Allegations |
| Anthony Mastroianni | 2151249 | 11 | 05/21/2007 | Customer Dispute | Denied | $287,000.00 | $0.00 | See Allegations |