Our Staff has compiled our research into a database of FINRA Broker Allegations for Herbert Garrett Frey.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Herbert Garrett Frey | 214237 | 19 | 11/12/2019 | Customer Dispute | Award / Judgment | $83,476.00 | $45,000.00 | See Allegations |
| Herbert Garrett Frey | 214237 | 19 | 09/21/2016 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See Allegations |
| Herbert Garrett Frey | 214237 | 19 | 11/12/1989 | Customer Dispute | Award / Judgment | $29,870.00 | $8,000.00 | See Allegations |
| Herbert Garrett Frey | 214237 | 19 | 10/10/1989 | Customer Dispute | Settled | $170,000.00 | $0.00 | See Allegations |
| Herbert Garrett Frey | 214237 | 19 | 09/01/1989 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| Herbert Garrett Frey | 214237 | 19 | 01/01/1975 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |