Our Staff has compiled our research into a database of FINRA Broker Allegations for Dale Edward Frey.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Dale Edward Frey | 214215 | 4 | 09/26/2000 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Dale Edward Frey | 214215 | 4 | 06/28/2000 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Dale Edward Frey | 214215 | 4 | 11/12/1999 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Dale Edward Frey | 214215 | 4 | 01/01/1964 | Regulatory | Final | $0.00 | $0.00 | See Allegations |