Our Staff has compiled our research into a database of FINRA Broker Allegations for Guillermo Santiago.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Guillermo Santiago | 2120981 | 14 | 05/14/2021 | Customer Dispute | Settled | $1,200,000.00 | $0.00 | See Allegations |
| Guillermo Santiago | 2120981 | 14 | 04/25/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| Guillermo Santiago | 2120981 | 14 | 12/11/2018 | Customer Dispute | Settled | $707,919.00 | $0.00 | See Allegations |
| Guillermo Santiago | 2120981 | 14 | 09/04/2018 | Customer Dispute | Settled | $5,676,620.00 | $0.00 | See Allegations |
| Guillermo Santiago | 2120981 | 14 | 09/04/2018 | Customer Dispute | Settled | $1,098,900.00 | $0.00 | See Allegations |
| Guillermo Santiago | 2120981 | 14 | 07/23/2018 | Customer Dispute | Settled | $94,312.00 | $0.00 | See Allegations |
| Guillermo Santiago | 2120981 | 14 | 04/07/2017 | Customer Dispute | Settled | $150,000.00 | $0.00 | See Allegations |
| Guillermo Santiago | 2120981 | 14 | 10/12/2016 | Customer Dispute | Denied | $15,000,000.00 | $0.00 | See Allegations |
| Guillermo Santiago | 2120981 | 14 | 08/30/2016 | Customer Dispute | Settled | $385,000.00 | $0.00 | See Allegations |
| Guillermo Santiago | 2120981 | 14 | 01/26/2016 | Customer Dispute | Settled | $2,233,190.00 | $0.00 | See Allegations |