Our Staff has compiled our research into a database of FINRA Broker Allegations for Brett Thomas Straub.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Brett Thomas Straub | 2118331 | 2 | 08/29/2024 | Customer Dispute | Pending | $300,000.00 | $0.00 | See Allegations |
| Brett Thomas Straub | 2118331 | 2 | 12/24/2008 | Customer Dispute | Denied | $9,270.00 | $3,291.16 | See Allegations |