Our Staff has compiled our research into a database of FINRA Broker Allegations for John Martin Foss.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| John Martin Foss | 211655 | 13 | 04/08/1998 | Customer Dispute | Denied | $100,000.00 | $0.00 | See Allegations |
| John Martin Foss | 211655 | 13 | 12/01/1995 | Customer Dispute | Settled | $50,000.00 | $0.00 | See Allegations |
| John Martin Foss | 211655 | 13 | 11/01/1995 | Customer Dispute | Settled | $84,500.00 | $0.00 | See Allegations |
| John Martin Foss | 211655 | 13 | 05/15/1995 | Customer Dispute | Settled | $500,000.00 | $0.00 | See Allegations |
| John Martin Foss | 211655 | 13 | 04/17/1995 | Customer Dispute | Withdrawn | $75,000.00 | $0.00 | See Allegations |
| John Martin Foss | 211655 | 13 | 01/10/1995 | Customer Dispute | Dismissed | $500,000.00 | $0.00 | See Allegations |
| John Martin Foss | 211655 | 13 | 02/01/1991 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| John Martin Foss | 211655 | 13 | 07/29/1988 | Customer Dispute | Settled | $70,000.00 | $0.00 | See Allegations |
| John Martin Foss | 211655 | 13 | 02/02/1986 | Customer Dispute | Settled | $50,000.00 | $0.00 | See Allegations |
| John Martin Foss | 211655 | 13 | 01/10/1986 | Customer Dispute | Settled | $50,000.00 | $0.00 | See Allegations |