Our Staff has compiled our research into a database of FINRA Broker Allegations for Brian Joseph Hagerman.
Search by Allegation Text:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
---|---|---|---|---|---|---|---|---|
Brian Joseph Hagerman | 2115892 | 5 | 05/05/2017 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
Brian Joseph Hagerman | 2115892 | 5 | 11/29/2016 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
Brian Joseph Hagerman | 2115892 | 5 | 04/04/2016 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
Brian Joseph Hagerman | 2115892 | 5 | 01/29/2016 | Customer Dispute | Award / Judgment | $50,000.00 | $0.00 | See Allegations |
Brian Joseph Hagerman | 2115892 | 5 | 01/29/2016 | Customer Dispute | Award / Judgment | $294,316.00 | $0.00 | See Allegations |