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FINRA Broker Allegations for Brian Joseph Hagerman

Our Staff has compiled our research into a database of FINRA Broker Allegations for Brian Joseph Hagerman.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted Allegations
Brian Joseph Hagerman2115892505/05/2017RegulatoryFinal$0.00$0.00See Allegations
Brian Joseph Hagerman2115892511/29/2016RegulatoryFinal$0.00$0.00See Allegations
Brian Joseph Hagerman2115892504/04/2016RegulatoryFinal$0.00$0.00See Allegations
Brian Joseph Hagerman2115892501/29/2016Customer DisputeAward / Judgment$50,000.00$0.00See Allegations
Brian Joseph Hagerman2115892501/29/2016Customer DisputeAward / Judgment$294,316.00$0.00See Allegations

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