Our Staff has compiled our research into a database of FINRA Broker Allegations for Edward James Balmes.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Edward James Balmes | 2110152 | 3 | 11/28/2022 | Customer Dispute | Settled | $99,000.00 | $0.00 | See Allegations |
| Edward James Balmes | 2110152 | 3 | 01/22/2021 | Customer Dispute | Award / Judgment | $25,000.00 | $1,750.00 | See Allegations |
| Edward James Balmes | 2110152 | 3 | 07/27/2020 | Customer Dispute | Settled | $500,000.00 | $0.00 | See Allegations |