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FINRA Broker Allegations for Peter James Fetherston

Our Staff has compiled our research into a database of FINRA Broker Allegations for Peter James Fetherston.

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Displaying 4 out of 4 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted Allegations
Peter James Fetherston2108610505/03/2022RegulatoryOn Appeal$0.00$0.00See Allegations
Peter James Fetherston2108610502/20/2020Customer DisputeSettled$89,000.00$0.00See Allegations
Peter James Fetherston2108610501/23/2020Employment Separation After Allegations$0.00$0.00See Allegations
Peter James Fetherston2108610510/17/2017Employment Separation After Allegations$0.00$0.00See Allegations

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