Our Staff has compiled our research into a database of FINRA Broker Allegations for Peter James Fetherston.
Search by Allegation Text:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
---|---|---|---|---|---|---|---|---|
Peter James Fetherston | 2108610 | 5 | 05/03/2022 | Regulatory | On Appeal | $0.00 | $0.00 | See Allegations |
Peter James Fetherston | 2108610 | 5 | 02/20/2020 | Customer Dispute | Settled | $89,000.00 | $0.00 | See Allegations |
Peter James Fetherston | 2108610 | 5 | 01/23/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See Allegations | |
Peter James Fetherston | 2108610 | 5 | 10/17/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See Allegations |