Our Staff has compiled our research into a database of FINRA Broker Allegations for Jose Guillermo Arias Rodriguez.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Jose Guillermo Arias Rodriguez | 2085294 | 1 | 12/01/2023 | Customer Dispute | Withdrawn | $800,000.00 | $0.00 | See Allegations |