Our Staff has compiled our research into a database of FINRA Broker Allegations for Mark Arthur Welch.
Search by Allegation Text:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
---|---|---|---|---|---|---|---|---|
Mark Arthur Welch | 2085171 | 4 | 03/01/1999 | Customer Dispute | Award / Judgment | $20,280.00 | $2,000.00 | See Allegations |
Mark Arthur Welch | 2085171 | 4 | 02/24/1999 | Customer Dispute | Pending | $110,000.00 | $0.00 | See Allegations |
Mark Arthur Welch | 2085171 | 4 | 03/30/1998 | Customer Dispute | Withdrawn | $25,791.20 | $0.00 | See Allegations |